-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHVg1Wr1UGiyCXlAnEqepiLZ9p9Y/9e5fkZpBFH8+OrA3S1jV3B7yY+UpNgyjnnl bmbStWRLzDFvDLT8/Sg+VQ== 0000950130-03-001079.txt : 20030213 0000950130-03-001079.hdr.sgml : 20030213 20030213115716 ACCESSION NUMBER: 0000950130-03-001079 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHOEN WILLIAM J CENTRAL INDEX KEY: 0001032798 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: STE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 MAIL ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: STE 500 CITY: NAPLES STATE: FL ZIP: 34108-2710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTH MANAGEMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000792985 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 610963645 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37466 FILM NUMBER: 03557461 BUSINESS ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 33963 BUSINESS PHONE: 9415983131 MAIL ADDRESS: STREET 1: 5811 PELICAN BAY BLVD STREET 2: SUITE 500 CITY: NAPLES STATE: FL ZIP: 33963 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 10 TO SCHEDULE 13G AMENDMENT NO. 10 TO SCHEDULE 13G

CUSIP No. 421933 10 2

 

(Page 1 of 5 Pages)

 


 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 


 

 

Schedule 13G

 

 

Under the Securities Exchange Act of 1934

 

 

(Amendment No. 10)

 

 


 

 

Health Management Associates, Inc.

(Name of Issuer)

 

 

Class A Common Stock, $.01 par value

(Title of Class of Securities)

 

 

421933 10 2

(CUSIP Number)

 

 

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 



CUSIP No. 421933 10 2

 

(Page 2 of 5 Pages)

 

13 G

 


  1.


 

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

            William J. Schoen

   

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)   ¨

(b)   ¨

   

  3.


 

SEC Use Only

 

   

  4.


 

Citizenship or Place of Organization

 

            United States of America

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

                9,200,000


  6.    Shared Voting Power

 

                338,038


  7.    Sole Dispositive Power

 

                9,207,106


  8.    Shared Dispositive Power

 

                6,473,247


  9.


 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            15,680,353

   

10.


 

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

   

11.


 

Percent of Class Represented by Amount in Row (9)

 

            6.3%

   

12.


 

Type of Reporting Person (See Instructions)

 

            IN

   

 


CUSIP No. 421933 10 2

 

(Page 3 of 5 Pages)

 

Item 1(a).

  

Name of Issuer:

 

Health Management Associates, Inc.

 

Item 1(b).

  

Address of Issuer’s Principal Executive Offices:

 

5811 Pelican Bay Boulevard, Suite 500

Naples, Florida 34108-2710

 

Item 2(a).

  

Name of Person Filing:

 

William J. Schoen

 

Item 2(b).

  

Address of Principal Business Office, or, if None, Residence:

 

Health Management Associates, Inc.

5811 Pelican Bay Blvd., Suite 500

Naples, Florida 34108-2710

 

Item 2(c).

  

Citizenship:

 

United States of America

 

Item 2(d).

  

Title of Class of Securities:

 

Class A Common Stock, $.01 par value

 

Item 2(e).

  

CUSIP Number:

 

421933 10 2

 

Item 3.

  

Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b) or (c):

 

Not Applicable

 

Item 4.

  

Ownership.

 

  (a)   Amount Beneficially Owned: 15,680,353 shares

 

Such amount consists of: (a) 9,200,000 shares issuable upon exercise of currently exercisable options; (b) an aggregate of 6,135,209 shares held by various trusts of which Mr. Schoen is settlor, trustee and/or beneficiary; (c) 7,106 shares held in Mr. Schoen’s account under the Company’s Retirement Savings Plan, as to which shares he has dispositive power only; and (d) 338,038 shares held by the Schoen Foundation, of which Mr. Schoen is Chairman and a member of the Board of Trustees.

 

  (b)   Percent of Class: 6.3%


CUSIP No. 421933 10 2

 

(Page 4 of 5 Pages)

 

 

  (c)   Number of shares as to which such person has:

 

  (i)   sole power to vote or to direct the vote: 9,200,000

 

  (ii)   shared power to vote or to direct the vote: 338,038

 

  (iii)   sole power to dispose or direct the disposition of: 9,207,106

 

  (iv)   shared power to dispose or direct the disposition of: 6,473,247

 

Item 5.

  

Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable

 

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not Applicable

 

Item 8.

  

Identification and Classification of Members of the Group.

 

Not Applicable

 

Item 9.

  

Notice of Dissolution of Group.

 

Not Applicable

 

Item 10.

  

Certification.

 

Not Applicable


CUSIP No. 421933 10 2

 

(Page 5 of 5 Pages)

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2003

         

/S/    WILLIAM J. SCHOEN        


               

William J. Schoen

 

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